FEDERAL MINE SAFETY AND HEALTH
REVIEW COMMISSION
1331 PENNSYLVANIA AVE., N.W., SUITE 520N
WASHINGTON,
DC 20004-1710
May 13, 2026
|
SECRETARY OF LABOR,
MINE SAFETY AND HEALTH ADMINISTRATION (MSHA) v. W.G.
YATES & SONS CONSTRUCTION COMPANY, |
|
|
Docket
No. SE 2023-0094 |
|
|
|
|
|
BEFORE: Rajkovich, Chair; Jordan and Baker, Commissioners
DECISION
BY: Commissioners Jordan and Baker
This proceeding arises
under the Federal Mine Safety and Health Act of 1977, 30 U.S.C. § 801 et seq.
(2024) (“Mine Act”), and concerns a citation issued to W.G. Yates and Sons
Construction Company (“Yates”) by the Department of Labor’s Mine Safety and
Health Administration (“MSHA”). Yates was
contracted by PCS Phosphate & Nutrien (“Nutrien”) to perform steel repair work at Nutrien’s
phosphate mine. During the repair work, molten
steel slid into an uncovered drain and ignited the rubber-lining of a discharge
pipe. The citation alleged that Yates failed
to keep ignition sources and combustible materials separate in violation of the
mandatory safety standard at 30 C.F.R. § 56.4500.
After a
hearing on the merits of the citation, a Commission Administrative Law Judge found
a violation and affirmed the significant and substantial (“S&S”)
designation.[1] 46 FMSHRC 1057 (Dec. 2024) (ALJ).
Yates
filed a petition for discretionary review of the Judge’s decision, which we
granted. For the reasons which follow,
we affirm the decision.
I.
Factual and
Procedural Background
The
fire occurred in the washer building at the Lee Creek
Mine. The facility was not operational at
the time of the incident, and the water had been turned off. Previously, raw phosphate ore was washed and
screened there.
The
incident arose on December 6, 2022, when a miner was using an oxygen acetylene
torch to cut steel on the third floor of the building. A heated steel shaving (“slag”) from the cut
fell into a pan, traveled down a drain, through about ten feet of discharge pipe,
and ignited the rubber-lining of the pipe’s elbow-joint. Black smoke rose out of the drain and through
the corrugated metal floors. Miners
discharged six fire extinguishers toward the drain, but the spray could not put
out the fire. Nutrien’s Emergency Rescue
Team arrived in a fire truck and sprayed water into the drain extinguishing the
fire. The fire burned for approximately 17
minutes.
Prior
to the repairs, Nutrien had issued Yates a “hot work” permit, stating that
there were no combustible hazards within a 35-foot radius of the work area.[2] Ex. R-4 at 3.
MSHA
Inspector Bryan Lee Deaton, who happened to be at the mine investigating a
separate incident, observed “thick, heavy, black” smoke from about three miles
away and immediately traveled to the building.
Tr.
44. He later issued Yates Citation
No. 9633680, alleging a violation of the safety standard at 30 C.F.R. § 56.4500 (“[h]eat sources capable
of producing combustion shall be separated from combustible materials if a fire
hazard could be created.”).
The
Judge determined that Yates violated the safety standard, concluding that the
heat source was clearly not separated as required. 46 FMSHRC at 1065. The Judge also affirmed the S&S
designation and assessed an $800 civil penalty.
On
review, Yates argues that the Judge erred in concluding that the rubber-lining
in the discharge pipe was a “combustible material” in accordance with 30 C.F.R.
§ 56.2. Yates also argues that the Judge
erred in his S&S analysis, maintaining in part that the smoke did not present
a hazard because it was ventilated up and out through the corrugated metal floors.
The
Secretary maintains that the Judge’s decision is supported by the facts and is
consistent with the law. We agree and
affirm the decision of the Judge.
II.
Disposition
A. Yates
Violated the Requirements of the Safety Standard.
On review, Yates does not argue
that the Judge erred in finding that the operator failed to “separate” the hot
slag and the rubber.[3] 46 FMSHRC at 1065 (“the hot slag made contact
with the rubber lining of the elbow section of the discharge pipe, igniting the
fire.”); 30 C.F.R. § 56.4500 (“[h]eat sources capable of producing combustion
shall be separated from combustible materials if a fire hazard could be
created.”).
Instead,
Yates argues that the rubber-lining in the pipes was not a “combustible
material” in accordance with 30 C.F.R. § 56.2 (“material that, in the form in
which it is used and under the conditions anticipated, will ignite, burn,
support combustion, or release flammable vapors when subjected to fire or
heat. Wood, paper, rubber, and plastics
are examples of combustible materials.”).
PDR at 12-17.
Specifically,
Yates contends that the phrase “under the conditions anticipated” in section
56.2 requires that the Secretary demonstrate that an operator was able to
anticipate the presence of the combustible material. Yates argues that here it was unable to
anticipate the presence of rubber, noting that: Nutrien issued it a “safe work
permit” which certified that there were no combustible hazards nearby; the
pipe’s interior could not be visually observed; no witness at the hearing was
aware of the rubber-lining; and Yates had performed similar tasks five times
without incident. According to Yates,
because the rubber-lining did not fall within the definition in section 56.2,
it did not violate the safety standard at section 56.4500.
The
Secretary argues that requiring her to demonstrate that the operator had prior knowledge
of the combustible material in order to demonstrate a violation of section 56.4500
is inconsistent with the general strict liability framework of the Mine Act.
We
agree with the Secretary. Mine
operators, including independent contractors performing services at a mine, are
strictly liable for violations of mandatory safety standards. The provision in section 110(a) of the Mine
Act, 30 U.S.C. § 820(a), that “[t]he operator of a coal or other mine in which
a violation occurs of a mandatory health or safety standard . . . shall be assessed a civil penalty by the Secretary . . . .”
imposes liability for a violation without regard to fault. Allied Products Co. v. FMSHRC, 666
F.2d 890, 893-94 (5th Cir. 1982); Sewell Coal Co. v. FMSHRC, 686 F.2d
1066, 1071 (4th Cir. 1982); Western Fuels-Utah, Inc., 10 FMSHRC 256,
260-61 (Mar. 1988), aff'd on other grounds, 870 F.2d 711 (D.C. Cir.
1989); Asarco, Inc., 8 FMSHRC 1632, 1634-36 (Nov. 1986), aff'd,
868 F.2d 1195 (10th Cir. 1989).
The
Commission has consistently stated that “[l]ack of knowledge is not a defense
to liability in light of the strict liability nature of the regulations.” Nally & Hamilton Entes., Inc., 33
FMSHRC 1759, 1764 (Aug. 2011) (citing Rock of Ages Corp. v. Sec’y of Labor,
170 F.3d 148, 156 (2d Cir. 1999) (holding that Mine Act “imposes strict
liability on mine operators . . . regardless of whether the operator has
knowledge” of hazard)); Stillwater Mining Co. v. FMSHRC, 142 F.3d 1179,
1184 (9th Cir. 1998) (“[k]nowledge and culpability,
however, are not relevant to the determination of whether there was a
violation. As we have observed, the [Mine
Act] imposes ‘a kind of strict liability on employers to ensure worker
safety”’) (citation omitted)). Although
irrelevant to a determination of liability, what an operator knew or should
have known at the time of the violation is relevant when determining negligence
and the civil penalty in accordance with section 110(i) of the Mine Act, 30
U.S.C. § 820(i).
For
example, in Nally and Hamilton, the Commission concluded that the
operator violated a safety standard at 30 C.F.R. § 77.410(c) (requiring that it
maintain warning devices in functional condition), because an inspector
observed a truck’s back-up alarm was not working. 33 FMSHRC at 1763-64. The operator contended that because the alarm
was operational when it performed the pre-shift examination, it did not violate
the safety standard’s requirement. Id.
at 1761. The
Commission concluded “what [the operator] knew at the time the citation was
issued is only relevant to determining [the operator’s] degree of negligence
and the resultant penalty.”[4]
Id. at 1764.
For
this reason, we find that the Judge did not err in the case at hand.[5] It would be inconsistent with the strict
liability principles of the Mine Act to read “under the conditions anticipated”
as requiring the Secretary to demonstrate that the mine operator should have
known that rubber was present in order to prove that it was a “combustible
material.” The phrase “under the
conditions anticipated” in section 56.2 is more naturally understood in context
with the surrounding language as referring to the work being performed at the
mine. Here, that would include the steel
repair work. Accordingly, we find the
meaning of section 56.2 to be plain.[6]
We affirm the Judge’s determination of
violation.
We
reject Yates’ argument that our interpretation leads to absurd results and will
require operators to disassemble piping systems in search of combustible materials. Section 56.4500 requires “separation” of heat
sources from combustible materials. See
Safety Standards for Fire Prevention and Control at Metal and Nonmetal Mines,
50 Fed. Reg. 4,022, 4,030 (Jan. 1985) (“MSHA intends ‘separated’ to mean a heat
source is either insulated or removed a sufficient distance from combustible
material in the areas so that it is no longer constitutes an ignition
source.”). Yates could have complied
with the standard, in this instance, by covering the drain with an insulating
fire blanket, as it did with other areas.
Tr. 39, 63.
B. The
Violation is Significant and Substantial.
The Judge
concluded that the violation was S&S.
46 FMSHRC at 1066-1071 (the violation caused a fire, and the fire was
reasonably likely to result in a reasonably serious injury). In reaching his determination, the Judge
applied the Commission’s S&S test set forth in Peabody Midwest Mining,
42 FMSHRC 379, 383 (June 2020).
After the Judge
issued his decision, the Commission overturned the Peabody S&S
test. In Consol Pennsylvania Coal Company,
47 FMSHRC 793, 816-820 (Sept. 2025), the Commission stated that, moving
forward, to substantiate an S&S designation, the Secretary must demonstrate
that the violation: (1) could make a significant and substantial
contribution to a mine hazard and (2) that miners are exposed or would be
exposed to that hazard during continued mining operations.[7]
On review, Yates argues that the Judge’s S&S findings are
not supported by substantial evidence in the record.[8]
PDR at 22-28.
We conclude that the record evidence
supports the Judge’s findings. For
purposes of review, we consider the Judge’s S&S findings under the Consol
framework.[9] First, the Consol test asks: could
the violation make a significant and substantial contribution to a mine safety
hazard? Here, it is axiomatic that the violation—contact
between a heat source and a combustible material—caused a fire. Inspector Deaton testified that the fire
produced “thick, heavy, black smoke.”
Tr. 44. One of the miners stated
to Inspector Deaton he had to leave the building because “the smoke was too
bad.” Tr. 69. Nutrien’s Safety Specialist Johnny O’Neal
corroborated Inspector Deaton’s testimony, noting that the fire produced “a
good amount of . . . black smoke.” Tr.
106, 111. O’Neal also testified that he
believed that the black smoke indicated that it was a
hot fire. Tr. 110. Substantial evidence supports the Judge’s
finding that the violation contributed to a hazard.[10]
Second,
the Consol test asks: were miners exposed, or would miners be exposed, to hazards during continued mining operations? Substantial evidence demonstrates that miners
were exposed to hazards. 46 FMSHRC at
1069 (the Judge found that “it is reasonably likely that the fire could have
resulted in a miner inhaling smoke and, or toxic fumes, enduring burns from the
fire’s heat, or falling into the openings in the third floor due to obscured
vision from the thick, black smoke.”). Approximately
14 miners were working in the building at the time the fire occurred. Ex. P.
Miners attempted to put out the fire with fire extinguishers, putting
themselves in proximity to the fumes. Tr.
61 (Inspector Deaton testified that “[t]he smoke produced from the rubber
burning is a toxic fume. It can result
in lung injuries.”). The Commission has
recognized that common sense indicates that a fire presents a risk of smoke or
gas inhalation to miners. See The
American Coal Co., 39 FMSHRC 8, 18 (Jan. 2017) (citation omitted). Additionally, the fire could have also resulted
in burn injuries, or the smoke could have impaired a miner’s vision,
contributing to trip and fall hazards which were especially concerning because
there were openings in the floor. Tr. 61-62.[11]
Yates
argues that the Judge should have credited Superintendent Matt Rousch’s
testimony over Inspector Deaton’s testimony.
Rousch testified that miners were not exposed to hazards because the
smoke was ventilated up and out through the facility’s grated floors.[12] PDR at 24; Tr. 150-55.
We decline to
reweigh the evidence or rely upon alternative testimony in the record. A Judge’s credibility determinations are
entitled to great weight and may not be overturned lightly. Farmer v. Island Creek Coal Co., 14
FMSHRC 1537, 1541 (Sept. 1992); Penn Allegh Coal
Co., 3 FMSHRC 2767, 2770 (Dec. 1981) (“to the extent the [J]udge’s conclusion reflects a credibility determination . .
. that credibility determination should be given deference.”). The Commission has also recognized that,
because the Judge “has an opportunity to hear the testimony and view the witnesses[,] he [or she] is ordinarily in the best position
to make a credibility determination.” In
re: Contests of Respirable Dust Sample Alteration Citations, 17 FMSHRC
1819, 1878 (Nov. 1995) (quoting Ona Corp. v. NLRB, 729 F.2d 713, 719
(11th Cir. 1984)), aff'd sub nom. Sec’y of Labor v. Keystone Coal Mining
Corp., 151 F.3d 1096 (D.C. Cir. 1998).
Yates further
maintains that the fact that no miners were injured in the event contradicts
the Judge’s findings. PDR at 22-27. We reject this argument. The Commission has never required the
Secretary to demonstrate that miners were actually injured in order to
demonstrate that a violation was S&S.
See Youghiogheny & Ohio Coal Co., 9 FMSHRC 673, 678 (Apr.
1983).
In summary, we
conclude that substantial evidence in the record supports the Judge’s findings
and demonstrates that the violation was S&S pursuant to the Consol
test.
III.
Conclusion
For
the reasons discussed above, we affirm the Judge’s decision.
%20SE%202023-0094_files/image002.png)
_________________________________
Mary Lu Jordan, Commissioner
%20SE%202023-0094_files/image004.png)
_________________________________
Timothy J. Baker, Commissioner
Chair Rajkovich,
concurring:
I concur with the majority in affirming Citation No. 9633680. The citation alleges that Yates failed to
separate a heat source from a combustible material, in violation of 30 C.F.R.
§ 56.4500. On appeal, Yates claims that
the rubber lining at issue was not a combustible material.
A combustible material is one that, “in the form in which it is used
and under the conditions anticipated, will ignite.” 30 C.F.R. § 56.2. Rubber is listed as an example. Id.
Here, the rubber ignited in the form in which it was used, and
nothing in the record suggests that this occurred under unanticipated
conditions. The Judge properly concluded
that the rubber lining was a combustible material. As that was Yates’ sole basis for appealing
the fact of the violation,
I therefore affirm the violation.
Yates argues that it did not “anticipate” the presence of a
combustible material. However, I agree
with the majority that “under the conditions anticipated” more reasonably
refers to the work being performed at the mine, i.e., expected working
conditions, rather than an operator’s actual knowledge. Slip op. at 4. Here, the anticipated conditions were steel
welding work in a washer building with the water turned off, and the ignition
occurred under those conditions.
With respect to the “significant and substantial” (“S&S”)
analysis, I reject the majority’s Consol test for the reasons set forth
in Canyon Fuel Co., LLC, 48 FMSHRC 2, 22-23 (Jan. 2026) (Rajkovich,
concurring in part). I would review this
matter under the Commission’s traditional
Mathies/Peabody test, which provides
a more complete analysis.
Under the Commission’s
traditional test, a violation is properly designated as S&S if, “based upon
the particular facts surrounding that violation, there exists a reasonable
likelihood that the hazard contributed to [by the violation] will result in an
injury or illness of a reasonably serious nature.” Mathies Coal Co.,
6 FMSHRC 1, 3-4 (Jan. 1984); see also Peabody Midwest Mining, LLC, 42
FMSHRC 379 (June 2020) (refining Mathies test). The Consol test explicitly removes any
consideration of injury from the analysis, narrowing the focus to whether a
miner was exposed to a “danger” or “hazard.”
Consol Pennsylvania Coal Company, 47 FMSHRC 793, 818 (Sept.
2025).
But how are we to decide if conditions are dangerous or hazardous
without considering the likelihood of injury? A hazard is simply a “source of danger,” while
danger is defined as “exposure or liability to injury.” Merriam-Webster’s Online Dictionary,
https://www. Merriam-webster.com/dictionary/danger and
https://www.merriam-webster.com/dictionary/ hazard (last accessed May 8,
2026). We must determine what effect a
cited condition will have, to know if it is hazardous. A violation only contributes to a hazard,
i.e., a danger to miners, if it could expose miners to injury. If the concept of injury is removed from the
definition of a hazard, as proposed in Consol, then as previously noted,
“virtually all non-technical violations could be designated as S&S, which
is definitely contrary to the Mine Act’s graduated enforcement scheme.” Canyon Fuel, 48 FMSHRC at 23. Accordingly, the Commission’s traditional
test, which considers likelihood and likely severity of injury, provides a more
complete analysis of the relevant hazards.
Here, although the Judge properly applied the Mathies/Peabody framework,
I find some weaknesses in the Judge’s analysis.
Specifically, I question the Judge’s reliance on generalities rather
than the “particular facts” surrounding the violation. Ultimately, however, I find sufficient
evidence to support the Judge’s decision under the traditional S&S test and
therefore concur with the majority in affirming the S&S designation.
The Judge found that the smoke caused by the violation was reasonably
likely to result in three types of injury: smoke and toxic fume inhalation,
burns, and falls due to impaired visibility.
46 FMSHRC at 1069. The problem is
that in reaching this conclusion, he repeatedly rejected Yates’ mine-specific
arguments in favor of broad precedents and truisms.
Regarding smoke inhalation, Yates argued that smoke would not have
accumulated in the building because it would have been directed straight up
through a shaker screen and into the sky.
In rejecting this argument, the Judge cited caselaw for the proposition
that normal mining conditions “could include different ventilation patterns”
causing smoke to drift in the building, without reference to any actual
ventilation patterns in the washer building.
Id. The Judge also cited
Commission precedent that smoke inhalation is a “common sense conclusion” in
the event of a fire. Id., citing
Am. Coal Co., 39 FMSHRC 8, 18 (Jan. 2017).
However, that case involved an underground mine, which implies a more
enclosed space than the surface building at issue.
Nevertheless, the majority notes testimony that one miner had to leave
the building because “the smoke was too bad” (slip op. at 6, citing Tr.
69), which provides at least some support for the Judge’s finding of
accumulated smoke. And if miners were
reasonably likely to be exposed to smoke inhalation, the record supports the
Judge’s finding that the resulting injury would be reasonably serious. The Judge noted testimony from both the MSHA
Inspector and a safety specialist that smoke from burning rubber is toxic and
can cause lung damage. 46 FMSHRC at
1070, citing Tr. 61, 110-12.
As for the burn risk, Yates argued that the elbow of the pipe where
the fire occurred was barricaded and therefore inaccessible. The Judge countered that smoke would rise
from the elbow and pose a burn hazard to miners at the top of the drainage
pipe. The Judge relied solely on “common
knowledge that smoke rises,” with no evidentiary support for the proposition
that the smoke would still be hot enough to cause burns after traveling
the 10 feet from the elbow to the mouth of the pipe. 46 FMSHRC at 1069. However, in finding that the resulting burns
would be serious, the Judge did note testimony from the safety specialist that
the smoke was black, and “the blacker the smoke, the hotter the fire.” Id. at 1070, citing Tr. 110-12.
The Judge’s decision does present circumstance-specific
evidence in support of a fall hazard. He
credited the inspector’s testimony that the fire produced “thick, heavy, black
smoke” that would impair miners’ visibility and cause them to stumble into the
open grating on the third floor, resulting in strains or broken bones. Id., citing Tr. 44-45, 62. As the majority notes, a Judge’s credibility
determinations are entitled to great weight and may not be overturned
lightly. Farmer v. Island Creek Coal
Co., 14 FMSHRC 1537, 1541 (Sept. 1992).
Much of the Judge’s rationale in finding the violation S&S is
divorced from the “particular facts surrounding that violation,” contrary to
the requirements of the Commission’s traditional S&S test. Mathies, 6 FMSHRC at 3. However, the Judge did credit testimony from
the inspector and the safety specialist that the fire produced thick, heavy,
black smoke (sufficient to make at least one miner flee the building), of a type
that causes lung damage, and which would have impaired miner visibility, in
turn causing miners to stumble in the open grating on the third floor.[13]
In light of the weight given to a Judge’s credibility determinations,
I would affirm the Judge’s S&S determination under the Commission’s
traditional and comprehensive Mathies/Peabody framework.
For the reasons above, I concur in
affirming the fact of the violation and the S&S designation for Citation
No. 9633680.
%20SE%202023-0094_files/image006.png)
____________________________________Marco M. Rajkovich, Jr., Chair
Distribution:
McCord Wilson, Esq.
Angela Beeler
Rader and Campbell, P.C.
2777 N. Stemmons Freeway, Suite 1125
Dallas, TX, 75207-2505
mwilson@radercampbell.com
Thomas A. Paige, Esq.
U.S. Department of Labor, Office of the
Solicitor
Division of Mine Safety and Health
200 Constitution Avenue NW, Suite N4420 – N4428
Washington, DC, 20210
Paige.Thomas.a@dol.gov
Susannah M. Maltz, Esq.
U.S. Department of Labor, Office of the
Solicitor
Division of Mine Safety & Health
200 Constitution Avenue NW, Suite N4420
Washington, DC, 20210
Maltz.susannah.m@dol.gov
Melanie Garris
USDOL/MSHA, OAASEI/CPCO
US Department of Labor, Office of the Solicitor
Division of Mine Safety and Health
200 Constitution Avenue NW, Suite N4420 – N3454
Washington, DC, 20210
Garris.melanie@dol.gov
Administrative
Law Judge Alan G. Paez
Federal Mine Safety Health Review Commission
Office of the Chief Administrative Law Judge
1331 Pennsylvania Avenue, NW, Suite 520N
Washington, DC, 20004-1710
apaez@fmshrc.gov
Acting Chief Administrative Law Judge Michael G.
Young
Federal Mine Safety Health Review Commission
Office of the Chief Administrative Law Judge
1331 Pennsylvania Avenue, NW, Suite 520N
Washington, DC, 20004-1710
MYoung@fmshrc.gov
[1] The S&S terminology is taken from section 104(d)(1) of the Act, which distinguishes as more serious any violation that “could significantly and substantially contribute to the cause and effect of a … mine safety or health hazard.” 30 U.S.C. § 814(d)(1).
[2] Nutrien required combustible hazards to be
“wet down” or covered with a fire blanket. Yates covered nearby rubber conveyor
belts with “fire blankets” and was also using a fire blanket in the immediate
area of its cuts.
[3] Accordingly, the Judge’s findings
that Yates failed to “separate” the heated slag and the rubber is not before
us. See 30 U.S.C. §
823(d)(2)(A)(iii) (“review shall be limited to the questions raised by the
petition.”). Before the Judge,
Yates had argued that the heat source and rubber were separated in accordance
with section 56.4500. Yates Post-Hearing
Br. at 14-15.
[4] Similarly, the mandatory safety
standard at 30 C.F.R. § 75.202(a) requires that in “areas where persons work or
travel [the mine roof] shall be supported.”
In Jim Walter Resources, the Commission interpreted this standard
by stating that under “the strict liability approach governing Mine Act
violations, the Secretary . . . need only show (1) that the roof fall occurred
in an area where persons work or travel and (2) that the roof was not supported
to protect persons from hazards related to falls.” 37 FMSHRC 493, 495 (Mar. 2015).
[5] The Judge found that Yates’ negligence was
mitigated by its use of a fire blanket in the immediate cutting area, its lack
of knowledge of the rubber-lining, and the fact that the operator had
previously performed the same task five times without problems. 46 FMSHRC at 1073. Yates did not appeal the ALJ’s negligence
determinations.
[6] Where the language of a regulatory
provision is clear, the terms must be enforced as they are written unless the
regulator clearly intended the words to have a different meaning or unless such
a meaning would lead to absurd results. Jim
Walter Res., Inc., 28 FMSHRC 983, 987 (Dec. 2006) (quoting Dyer v.
United States, 832 F.2d 1062, 1066 (9th Cir. 1987) (citation omitted)); Alan
Lee Good, 23 FMSHRC 995, 997 (Sept. 2001); Lopke
Quarries, Inc., 23 FMSHRC 705, 707 (July 2001); Jim Walter Res., Inc.,
19 FMSHRC 1761, 1765 (Nov. 1997).
[7] See 30 U.S.C. § 814(d)(1)
(distinguishing as more serious any violation that “could significantly and
substantially contribute to the cause and effect of a . . . mine safety or
health hazard.”).
[8] When reviewing a Judge’s factual
determinations, the Commission is bound by the terms of the Mine Act to apply
the substantial evidence test. 30 U.S.C.
§ 823(d)(2)(A)(ii)(I). “Substantial evidence” means “‘such relevant evidence as
a reasonable mind might accept as adequate to support [the Judge’s]
conclusion.’” Rochester &
Pittsburgh Coal Co., 11 FMSHRC 2159, 2163 (Nov. 1989) (quoting Consolidated
Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)).
[9] The parties’ briefs concern the Judge’s
application of the Peabody test. Our
concurring colleague also applies the Peabody test. In doing so, the concurrence argues that the Consol
test would make “virtually all non-technical violations could be designated as
S&S, which is definitely contrary to the Mine Act’s graduated enforcement
scheme.” Slip op. at 9. In Consol, the majority expressly
disavowed any intent to increase (or decrease) the number of S&S citations, but instead sought to fairly apply the plain
language of the Act. Consol, 47
FMSHRC at 824. As the analysis infra
will demonstrate, the Consol analysis is a fact-based inquiry into the
conditions cited, rather than an automatic finding. What’s more, we note further that the
overturned Peabody analysis preferred by the concurrence collapsed the
graduated enforcement scheme set forth in the Mine Act by conflating S&S
with the statutory concept of imminent danger.
See Consol, 47 FMSHRC at 819-820.
[10] Yates argues that the Judge erred when he failed
to consider that, given the circumstances, the occurrence of a fire was improbable. PDR at 17-22.
We disagree. It is not error for
a Judge to consider that a hazard actually occurred, when considering
whether a violation would contribute to a mine safety hazard.
[11] Our concurring colleague cites to Merriam-Webster’s
Dictionary for the proposition that an analysis of the term “hazard” requires a
finding that miners were exposed to an injury.
However, this argument simultaneously misreads the dictionary and the
statute. Merriam-Webster’s Dictionary
defines the term “hazard” as a “source of danger” and “danger” as “exposure or
liability to injury, pain, harm, or loss.”
Merriam-Webster’s Online Dictionary, https://www.
Merriam-webster.com/dictionary/danger and
https://www.merriam-webster.com/dictionary/hazard (last accessed May 8,
2026). By omitting the portions of the definition
of the term “danger” after the word “injury” that are linked by the disjunctive
“or” the concurrence implies that a danger necessarily indicates exposure to an
injury. But the full definition makes
clear that a danger can also be exposure to “harm.” Our analysis above, considering the
particular facts and circumstances cited, expressly analyzes miners’ exposure
to the harms of smoke inhalation and fire.
This is a fact-specific analysis of the actual conditions present and
miners’ exposure to those conditions. Further,
as set forth in detail by the majority in Consol, the word “injury” is
not included in section 104(d) of the Mine Act, despite the fact that Congress
freely used that term when it intended to do so. Consol, 47 FMSHRC at 818, n.22 (Sept.
2025). We decline, again, to add words
not included into the Act.
[12] Additionally, Yates argues that miners were too far removed from the discharge pipe to be exposed to the smoke. Yates also argues that the risks of burn hazards and trip and fall hazards were remote; the pipe was inaccessible and holes in the floor were inaccessible due to barricades.
[13] All of these potential
sources of injury (smoke and toxic fume inhalation, burn risk and fall risk),
which are key considerations in determining whether a violation is significant
and substantial, would apparently not be reached under the Consol test.